EdgeLine Capital Partners

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Firm Governance

EdgeLine Capital, LLC is registered with the SEC and a member of FINRA and SIPC. We are also registered as a Municipal Advisor with the MSRB. In addition, we are registered as an exempt International Dealer in Canada. We comply with all of the applicable federal securities laws and regulations.

We adhere to a strict set of best practices to which each partner is personally committed. EdgeLine's Governing Guidelines include:

  • All partners must be properly registered and licensed (SEC & FINRA).
  • Contracting of sub-agents or consultants is prohibited.
  • Political contributions or gifts by the firm or its partners are prohibited.
  • Complete transparency and disclosure of all financial terms.
CHICAGOLOS ANGELESBOSTONLONDON*HONG KONG*

* Through our distribution partners.